| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2018-09-14 | - |
| Rep | Dealing in securities | 2018-09-14 | - |
| Lion Global Financial Limited | Rep | Advising on securities | 2018-08-27 | 2018-09-02 |
| Rep | Asset management | 2018-08-27 | 2018-09-02 |
| Rep | Dealing in securities | 2018-08-27 | 2018-09-02 |
| HSBC BROKING FUTURES (HONG KONG) LIMITED | RO | Dealing in futures contracts | 2013-08-17 | 2014-08-20 |
| HSBC Corporate Finance (Hong Kong) Limited | RO | Dealing in futures contracts | 2011-12-05 | 2012-03-09 |
| HSBC FUTURES (SINGAPORE) PTE LTD | RO | Advising on futures contracts | 2011-12-05 | 2012-03-23 |
| RO | Dealing in futures contracts | 2011-12-05 | 2012-03-23 |
| Rep | Dealing in futures contracts | 2010-05-17 | 2011-12-05 |