Personnel Hong Kong SFC License Details (ID 83077)

Personnel Hong Kong SFC License Details (ID 83077)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA MERCHANTS FUTURES (HK) CO., LIMITED	Rep	Advising on futures contracts	2015-04-15	2018-05-29
	Rep	Dealing in futures contracts	2015-04-15	2018-05-29
Newedge Broker Hong Kong Limited	Rep	Dealing in futures contracts	2014-07-03	2014-10-16
SG Asset Finance (Hong Kong) Limited	Rep	Dealing in futures contracts	2014-07-03	2014-10-16
	Rep	Dealing in securities	2014-07-03	2014-10-16
HSBC FUTURES (SINGAPORE) PTE LTD	Rep	Dealing in futures contracts	2010-02-01	2012-03-23
SG Asset Finance (Hong Kong) Limited	Rep	Dealing in futures contracts	2008-10-13	2009-06-22
	Rep	Dealing in securities	2008-10-13	2009-06-22
Newedge Broker Hong Kong Limited	Rep	Dealing in futures contracts	2008-03-17	2009-06-22
Newedge Broker Limited	Rep	Providing automated trading services	2005-07-26	2009-06-22
	Rep	Dealing in futures contracts	2005-07-26	2009-06-22
	Rep	Dealing in securities	2005-07-26	2009-06-22
BOCI COMMODITIES &AMP; FUTURES LIMITED	Rep	Dealing in futures contracts	2004-06-24	2005-07-07
BOCI SECURITIES LIMITED	Rep	Dealing in securities	2004-06-24	2005-07-07
Newedge Broker Limited	Rep	Advising on futures contracts	-	2003-10-09
	Rep	Asset management	-	2003-10-09
	Rep	Providing automated trading services	-	2004-06-24
	Rep	Dealing in futures contracts	-	2004-06-24
	Rep	Dealing in securities	-	2004-06-24