Personnel Hong Kong SFC License Details (ID 83079)

Personnel Hong Kong SFC License Details (ID 83079)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Jefferies Hong Kong Limited	Rep	Dealing in futures contracts	2014-03-06	2014-04-17
	Rep	Dealing in securities	2014-03-06	2014-04-17
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2012-07-13	2014-03-01
HSBC FUTURES (SINGAPORE) PTE LTD	Rep	Dealing in futures contracts	2010-03-22	2012-03-23
Newedge Broker Hong Kong Limited	Rep	Dealing in futures contracts	2008-10-13	2010-02-27
SG Asset Finance (Hong Kong) Limited	Rep	Dealing in futures contracts	2008-10-13	2010-02-27
	Rep	Dealing in securities	2008-10-13	2010-02-27
Newedge Broker Limited	Rep	Providing automated trading services	2007-06-27	2009-07-31
	Rep	Dealing in futures contracts	2007-06-27	2009-07-31
	Rep	Dealing in securities	2007-06-27	2009-07-31