| SG SECURITIES (HK) LIMITED | RO | Dealing in futures contracts | 2016-02-01 | 2022-08-10 |
| RO | Dealing in securities | 2016-02-01 | 2022-08-10 |
| Newedge Broker Hong Kong Limited | RO | Dealing in futures contracts | 2015-11-24 | 2016-07-29 |
| SG Asset Finance (Hong Kong) Limited | RO | Dealing in futures contracts | 2015-11-24 | 2016-04-29 |
| RO | Dealing in securities | 2015-11-24 | 2016-04-29 |
| Newedge Broker Hong Kong Limited | Rep | Dealing in futures contracts | 2015-08-31 | 2015-11-24 |
| SG Asset Finance (Hong Kong) Limited | Rep | Dealing in futures contracts | 2015-08-31 | 2015-11-24 |
| Rep | Dealing in securities | 2015-08-31 | 2015-11-24 |
| Jefferies Hong Kong Limited | Rep | Dealing in securities | 2012-12-14 | 2015-08-14 |
| Rep | Dealing in futures contracts | 2012-10-10 | 2015-08-14 |
| JEFFERIES BACHE (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2012-01-30 | 2012-11-30 |
| HSBC FUTURES (SINGAPORE) PTE LTD | Rep | Dealing in futures contracts | 2010-08-10 | 2011-09-27 |