Personnel Hong Kong SFC License Details (ID 83083)

Personnel Hong Kong SFC License Details (ID 83083)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HSBC BROKING FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2014-03-06	2014-05-31
HSBC FUTURES (SINGAPORE) PTE LTD	Rep	Advising on futures contracts	2007-08-13	2012-03-23
	Rep	Dealing in futures contracts	2006-04-28	2012-03-23
Newedge Broker Limited	Rep	Providing automated trading services	2005-11-09	2006-04-10
	Rep	Dealing in futures contracts	2005-11-07	2006-04-10
ADMIS Hong Kong Limited	Rep	Asset management	-	2004-02-19
	Rep	Advising on futures contracts	-	2005-04-11
	Rep	Dealing in futures contracts	-	2005-11-01