| HSBC Global Asset Management (Hong Kong) Limited | Rep | Advising on futures contracts | 2015-05-22 | 2022-07-12 |
| Rep | Advising on securities | 2015-05-22 | 2022-07-12 |
| Rep | Asset management | 2015-05-22 | 2022-07-12 |
| Rep | Dealing in securities | 2015-05-22 | 2022-07-12 |
| RO | Dealing in futures contracts | 2010-09-20 | 2015-05-06 |
| HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | RO | Advising on corporate finance | 2008-11-12 | 2015-09-09 |
| HSBC Global Asset Management (Hong Kong) Limited | RO | Advising on futures contracts | 2008-07-28 | 2015-05-22 |
| RO | Advising on securities | 2008-07-28 | 2015-05-22 |
| RO | Asset management | 2008-07-28 | 2015-05-22 |
| RO | Dealing in securities | 2008-07-28 | 2015-05-22 |
| HSBC Global Asset Management Holdings (Bahamas) Limited | RO | Advising on futures contracts | 2008-07-28 | 2015-05-06 |
| RO | Advising on securities | 2008-07-28 | 2015-05-06 |
| RO | Asset management | 2008-07-28 | 2015-05-06 |
| HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | RO | Advising on futures contracts | 2008-07-28 | 2015-05-06 |
| RO | Advising on securities | 2008-07-28 | 2015-05-06 |
| RO | Asset management | 2008-07-28 | 2015-05-06 |
| RO | Dealing in securities | 2008-07-28 | 2015-05-06 |
| SINOPIA ASSET MANAGEMENT (ASIA PACIFIC) LIMITED | RO | Dealing in securities | 2007-05-15 | 2008-10-31 |
| RO | Advising on futures contracts | 2003-08-07 | 2008-10-31 |
| RO | Advising on securities | 2003-08-07 | 2008-10-31 |
| RO | Asset management | 2003-08-07 | 2008-10-31 |