Personnel Hong Kong SFC License Details (ID 83089)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HSBC Global Asset Management (Hong Kong) Limited	Rep	Advising on securities	2019-08-13	2020-08-06
	Rep	Asset management	2019-08-13	2020-08-06
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Advising on securities	2019-08-13	2020-08-06
	Rep	Asset management	2019-08-13	2020-08-06
	Rep	Dealing in securities	2019-08-13	2020-08-06
HSBC Global Asset Management (Hong Kong) Limited	Rep	Dealing in securities	2007-04-10	2020-08-06
	Rep	Advising on futures contracts	2006-01-18	2019-07-15
	RO	Advising on securities	2006-01-18	2019-08-13
	RO	Asset management	2006-01-18	2019-08-13
HSBC Global Asset Management Holdings (Bahamas) Limited	Rep	Advising on futures contracts	2006-01-18	2019-07-15
	RO	Advising on securities	2006-01-18	2019-07-15
	RO	Asset management	2006-01-18	2019-07-15
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	RO	Advising on corporate finance	2006-01-18	2015-09-09
	Rep	Advising on futures contracts	2006-01-18	2019-07-15
	RO	Advising on securities	2006-01-18	2019-08-13
	RO	Asset management	2006-01-18	2019-08-13
	RO	Dealing in securities	2006-01-18	2019-08-13
	Rep	Dealing in securities	2004-08-10	2006-01-18
HSBC Global Asset Management (Hong Kong) Limited	Rep	Advising on corporate finance	-	2004-05-05
	Rep	Advising on securities	-	2006-01-18
	Rep	Asset management	-	2006-01-18