Personnel Hong Kong SFC License Details (ID 83094)

Personnel Hong Kong SFC License Details (ID 83094)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HSBC Global Asset Management Holdings (Bahamas) Limited	Rep	Advising on securities	2012-10-12	2019-09-17
	Rep	Asset management	2012-10-12	2019-09-17
HSBC Global Asset Management (Hong Kong) Limited	Rep	Dealing in securities	2007-05-21	2021-09-17
	Rep	Advising on corporate finance	-	2004-05-06
	Rep	Advising on securities	-	2021-09-17
	Rep	Asset management	-	2021-09-17
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Advising on corporate finance	-	2004-05-06
	Rep	Advising on securities	-	2021-09-17
	Rep	Asset management	-	2021-09-17
	Rep	Dealing in securities	-	2021-09-17