Personnel Hong Kong SFC License Details (ID 83096)

Personnel Hong Kong SFC License Details (ID 83096)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
First Sentier Investors (Hong Kong) Limited	Rep	Advising on securities	2014-05-19	2018-04-29
	Rep	Dealing in securities	2014-05-19	2018-04-29
abrdn Hong Kong Limited	Rep	Advising on securities	2013-04-22	2014-05-14
	Rep	Dealing in securities	2013-04-22	2014-05-14
Pictet Asset Management (Hong Kong) Limited	Rep	Advising on securities	2012-02-20	2012-09-18
	Rep	Dealing in securities	2012-02-20	2012-09-18
HSBC Global Asset Management (Hong Kong) Limited	Rep	Advising on securities	2010-02-26	2012-01-31
	Rep	Asset management	2010-02-26	2012-01-31
	Rep	Dealing in securities	2010-02-26	2012-01-31
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Dealing in securities	2010-02-26	2012-01-31
FIL Investment Management (Hong Kong) Limited	Rep	Advising on securities	2009-11-09	2009-12-21
	Rep	Asset management	2009-11-09	2009-12-21
	Rep	Dealing in securities	2009-11-09	2009-12-21
PineBridge Investments Asia Limited	Rep	Dealing in securities	2009-04-03	2009-09-11
	Rep	Advising on securities	2007-12-03	2009-09-11
	Rep	Asset management	2007-12-03	2009-09-11
PineBridge Investments Hong Kong Limited	Rep	Dealing in securities	2007-12-03	2009-09-11