Chow, Charles 周灼健

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED	Rep	Dealing in securities	2014-12-08	-
HSBC Global Asset Management (Hong Kong) Limited	Rep	Dealing in securities	2007-05-21	2014-11-30
	Rep	Advising on securities	2006-04-18	2014-11-30
	Rep	Asset management	2006-04-18	2014-11-30
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Advising on securities	2006-04-18	2014-11-30
	Rep	Asset management	2006-04-18	2014-11-30
	Rep	Dealing in securities	2006-04-18	2014-11-30

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED	Rep	Dealing in securities	2014-12-08	-
HSBC Global Asset Management (Hong Kong) Limited	Rep	Dealing in securities	2007-05-21	2014-11-30
	Rep	Advising on securities	2006-04-18	2014-11-30
	Rep	Asset management	2006-04-18	2014-11-30
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Advising on securities	2006-04-18	2014-11-30
	Rep	Asset management	2006-04-18	2014-11-30
	Rep	Dealing in securities	2006-04-18	2014-11-30

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.