Personnel Hong Kong SFC License Details (ID 83103)

Personnel Hong Kong SFC License Details (ID 83103)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HSBC Global Asset Management (Hong Kong) Limited	Rep	Advising on futures contracts	2010-07-26	2012-05-31
	Rep	Advising on securities	2010-07-26	2012-05-31
	Rep	Asset management	2010-07-26	2012-05-31
	Rep	Dealing in securities	2010-07-26	2012-05-31
SINOPIA ASSET MANAGEMENT (ASIA PACIFIC) LIMITED	Rep	Advising on futures contracts	2008-01-17	2011-08-31
	Rep	Advising on securities	2008-01-17	2011-08-31
	Rep	Asset management	2008-01-17	2011-08-31
	Rep	Dealing in securities	2008-01-17	2011-08-31