| Halbis Capital Management (Hong Kong) Limited | RO | Advising on futures contracts | 2011-10-12 | 2011-12-31 |
| RO | Advising on securities | 2011-10-12 | 2011-12-31 |
| RO | Asset management | 2011-10-12 | 2011-12-31 |
| RO | Dealing in futures contracts | 2011-10-12 | 2011-12-31 |
| RO | Dealing in securities | 2011-10-12 | 2011-12-31 |
| HSBC Global Asset Management (Hong Kong) Limited | RO | Advising on futures contracts | 2011-10-12 | 2022-08-31 |
| RO | Advising on securities | 2011-10-12 | 2022-08-31 |
| RO | Asset management | 2011-10-12 | 2022-08-31 |
| RO | Dealing in futures contracts | 2011-10-12 | 2022-08-31 |
| RO | Dealing in securities | 2011-10-12 | 2022-08-31 |
| HSBC Global Asset Management Holdings (Bahamas) Limited | RO | Advising on futures contracts | 2011-10-12 | 2020-01-20 |
| RO | Advising on securities | 2011-10-12 | 2020-01-20 |
| RO | Asset management | 2011-10-12 | 2022-08-31 |
| HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | RO | Advising on futures contracts | 2011-10-12 | 2022-08-31 |
| RO | Advising on securities | 2011-10-12 | 2022-08-31 |
| RO | Asset management | 2011-10-12 | 2022-08-31 |
| RO | Dealing in securities | 2011-10-12 | 2022-08-31 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Advising on futures contracts | 2011-07-07 | 2011-10-12 |
| Rep | Advising on securities | 2011-07-07 | 2011-10-12 |
| Rep | Asset management | 2011-07-07 | 2011-10-12 |
| Rep | Dealing in securities | 2011-07-07 | 2011-10-12 |
| HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Dealing in securities | 2011-07-07 | 2011-10-12 |
| AXA CHINA REGION INVESTMENT SERVICES LIMITED | RO | Asset management | 2009-08-04 | 2011-06-24 |
| AXA Financial Planning (Hong Kong) Limited | RO | Asset management | 2009-08-04 | 2011-06-24 |
| AXA Investment Managers Asia Limited | RO | Advising on futures contracts | 2009-02-27 | 2011-06-24 |
| RO | Advising on securities | 2009-02-27 | 2011-06-24 |
| RO | Asset management | 2009-02-27 | 2011-06-24 |
| RO | Dealing in securities | 2009-02-27 | 2011-06-24 |
| AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED (TRADING AS AXA ROSENBERG ASIA PACIFIC; AXA INVESTMENT MANAGERS) | RO | Advising on futures contracts | 2009-02-27 | 2011-06-24 |
| RO | Advising on securities | 2009-02-27 | 2011-06-24 |
| RO | Asset management | 2009-02-27 | 2011-06-24 |
| RO | Dealing in securities | 2009-02-27 | 2011-06-24 |