Personnel Hong Kong SFC License Details (ID 83107)

Personnel Hong Kong SFC License Details (ID 83107)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HSBC Global Asset Management (Hong Kong) Limited	Rep	Advising on futures contracts	2010-07-20	2014-08-28
	Rep	Advising on securities	2010-07-20	2014-08-28
	Rep	Asset management	2010-07-20	2014-08-28
	Rep	Dealing in securities	2010-07-20	2014-08-28
SINOPIA ASSET MANAGEMENT (ASIA PACIFIC) LIMITED	Rep	Advising on futures contracts	2009-11-09	2011-08-31
	Rep	Advising on securities	2009-11-09	2011-08-31
	Rep	Asset management	2009-11-09	2011-08-31
	Rep	Dealing in securities	2009-11-09	2011-08-31
MACQUARIE CAPITAL LIMITED	Rep	Advising on securities	2006-11-30	2009-02-23