Personnel Hong Kong SFC License Details (ID 83108)

Personnel Hong Kong SFC License Details (ID 83108)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Sun Life Asset Management (HK) Limited	Rep	Advising on securities	2023-05-22	2025-12-04
Manulife Investment Management (Hong Kong) Limited	Rep	Advising on securities	2015-04-22	2018-08-13
	Rep	Dealing in securities	2012-09-21	2018-08-13
HSBC Global Asset Management (Hong Kong) Limited	Rep	Advising on securities	2007-07-12	2011-11-23
	Rep	Asset management	2007-07-12	2011-11-23
	Rep	Dealing in securities	2007-07-12	2011-11-23
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Dealing in securities	2007-07-12	2011-11-23
Halbis Capital Management (Hong Kong) Limited	Rep	Advising on securities	2006-04-18	2006-09-15
	Rep	Asset management	2006-04-18	2006-09-15
HSBC Global Asset Management (Hong Kong) Limited	Rep	Advising on securities	2006-04-18	2006-09-15
	Rep	Asset management	2006-04-18	2006-09-15