Personnel Hong Kong SFC License Details (ID 83110)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FULLGOAL ASSET MANAGEMENT (HK) LIMITED	Rep	Advising on securities	2022-09-23	-
	Rep	Asset management	2022-09-23	-
	Rep	Dealing in securities	2022-09-23	-
Bosera Asset Management (International) Co., Limited	Rep	Asset management	2020-11-05	2022-09-11
	Rep	Advising on securities	2020-09-16	2022-09-11
	Rep	Dealing in securities	2020-09-16	2022-09-11
Towers Watson Investment Services Hong Kong Limited	Rep	Advising on securities	2017-09-04	2020-08-07
	Rep	Dealing in securities	2017-09-04	2020-08-07
Bosera Asset Management (International) Co., Limited	Rep	Advising on securities	2016-08-30	2017-03-26
	Rep	Asset management	2016-08-30	2017-03-26
	Rep	Dealing in securities	2016-08-30	2017-03-26
Allianz Global Investors Asia Pacific Limited (SFC:BFE699)	Rep	Advising on securities	2015-06-01	2016-02-27
	Rep	Asset management	2015-06-01	2016-02-27
	Rep	Dealing in securities	2015-06-01	2016-02-27
Allianz Global Investors Asia Pacific Limited (SFC:AOA171)	Rep	Advising on securities	2013-08-15	2015-05-31
	Rep	Asset management	2013-08-15	2015-05-31
	Rep	Dealing in securities	2013-08-15	2015-05-31
HSBC Global Asset Management Holdings (Bahamas) Limited	Rep	Advising on securities	2012-10-16	2013-07-31
	Rep	Asset management	2012-10-16	2013-07-31
HSBC Global Asset Management (Hong Kong) Limited	Rep	Advising on securities	2008-05-09	2013-07-31
	Rep	Asset management	2008-05-09	2013-07-31
	Rep	Dealing in securities	2008-05-09	2013-07-31
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Dealing in securities	2008-05-09	2013-07-31