Personnel Hong Kong SFC License Details (ID 83119)

Personnel Hong Kong SFC License Details (ID 83119)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
T. Rowe Price Hong Kong Limited	Rep	Advising on securities	2017-09-19	2018-05-25
	Rep	Dealing in securities	2017-09-19	2018-05-25
HSBC Global Asset Management (Hong Kong) Limited	Rep	Advising on securities	2011-03-08	2016-05-20
	Rep	Asset management	2011-03-08	2016-05-20
	Rep	Dealing in securities	2011-03-08	2016-05-20
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Dealing in securities	2011-03-08	2016-05-20
FIL Investment Management (Hong Kong) Limited	Rep	Advising on securities	2010-01-04	2010-06-01
	Rep	Asset management	2010-01-04	2010-06-01
	Rep	Dealing in securities	2010-01-04	2010-06-01
HSBC Global Asset Management (Hong Kong) Limited	Rep	Advising on securities	2006-11-17	2007-05-28
	Rep	Asset management	2006-11-17	2007-05-28
	Rep	Dealing in securities	2006-11-17	2007-05-28
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Dealing in securities	2006-11-17	2007-05-28