Personnel Hong Kong SFC License Details (ID 83122)

Personnel Hong Kong SFC License Details (ID 83122)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Goldman Sachs Asset Management (Hong Kong) Limited	Rep	Dealing in securities	2025-04-24	-
Manulife Investment Management (Hong Kong) Limited	RO	Advising on securities	2021-11-08	2024-03-28
	RO	Dealing in securities	2021-11-08	2024-03-28
	Rep	Advising on securities	2017-08-25	2021-11-08
	Rep	Dealing in securities	2017-08-25	2021-11-08
VALUE PARTNERS HONG KONG LIMITED	Rep	Advising on securities	2013-08-20	2017-08-11
	Rep	Asset management	2013-08-20	2017-08-11
	Rep	Dealing in securities	2013-08-20	2017-08-11
VALUE PARTNERS LIMITED	Rep	Advising on securities	2013-08-20	2017-08-11
	Rep	Asset management	2013-08-20	2017-08-11
	Rep	Dealing in securities	2013-08-20	2017-08-11
HSBC Global Asset Management (Hong Kong) Limited	Rep	Advising on securities	2010-10-21	2013-08-02
	Rep	Asset management	2010-10-21	2013-08-02
	Rep	Dealing in securities	2010-10-21	2013-08-02
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Advising on securities	2010-10-21	2013-08-02
	Rep	Asset management	2010-10-21	2013-08-02
	Rep	Dealing in securities	2010-10-21	2013-08-02