Personnel Hong Kong SFC License Details (ID 83134)

Personnel Hong Kong SFC License Details (ID 83134)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCHK Asset Management Limited	Rep	Advising on securities	2021-10-20	-
	Rep	Asset management	2021-10-20	-
	Rep	Dealing in securities	2021-10-20	-
HSBC Global Asset Management Holdings (Bahamas) Limited	Rep	Advising on securities	2012-10-16	2020-01-20
	Rep	Asset management	2012-10-16	2020-08-04
HSBC Global Asset Management (Hong Kong) Limited	Rep	Advising on securities	2008-08-07	2020-11-05
	Rep	Asset management	2008-08-07	2020-11-05
	Rep	Dealing in securities	2008-08-07	2020-11-05
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Dealing in securities	2008-08-07	2020-11-05