Personnel Hong Kong SFC License Details (ID 83140)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HSBC Global Asset Management (Hong Kong) Limited	Rep	Dealing in securities	2007-05-21	-
	Rep	Advising on securities	2003-04-01	-
	Rep	Asset management	2003-04-01	-
	Rep	Advising on corporate finance	2003-04-01	2004-05-06
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Advising on securities	2003-04-01	-
	Rep	Asset management	2003-04-01	-
	Rep	Dealing in securities	2003-04-01	-
	Rep	Advising on corporate finance	2003-04-01	2004-05-06