Tse, Patrick Kwok Shing 謝國誠

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HSBC Global Asset Management (Hong Kong) Limited	Rep	Dealing in securities	2007-04-10	2013-02-28
	Rep	Advising on futures contracts	2006-01-16	2013-02-28
	Rep	Advising on securities	2006-01-16	2013-02-28
	Rep	Asset management	2006-01-16	2013-02-28
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Advising on corporate finance	2006-01-16	2013-02-28
	Rep	Advising on futures contracts	2006-01-16	2013-02-28
	Rep	Advising on securities	2006-01-16	2013-02-28
	Rep	Asset management	2006-01-16	2013-02-28
	Rep	Dealing in securities	2006-01-16	2013-02-28

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HSBC Global Asset Management (Hong Kong) Limited	Rep	Dealing in securities	2007-04-10	2013-02-28
	Rep	Advising on futures contracts	2006-01-16	2013-02-28
	Rep	Advising on securities	2006-01-16	2013-02-28
	Rep	Asset management	2006-01-16	2013-02-28
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Advising on corporate finance	2006-01-16	2013-02-28
	Rep	Advising on futures contracts	2006-01-16	2013-02-28
	Rep	Advising on securities	2006-01-16	2013-02-28
	Rep	Asset management	2006-01-16	2013-02-28
	Rep	Dealing in securities	2006-01-16	2013-02-28