Patel, Rakesh (SFC:ALI605)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Kriya Capital Limited	Rep	Asset management	2020-07-02	-
HSBC SECURITIES BROKERS (ASIA) LIMITED	RO	Providing automated trading services	2011-03-04	2019-07-31
HSBC SECURITIES (ASIA) LIMITED	RO	Dealing in securities	2006-05-16	2018-08-31
HSBC SECURITIES BROKERS (ASIA) LIMITED	RO	Dealing in securities	2006-05-16	2019-07-31
HSBC SECURITIES (ASIA) LIMITED	Rep	Dealing in securities	2004-11-15	2005-11-14

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Kriya Capital Limited	Rep	Asset management	2020-07-02	-
HSBC SECURITIES BROKERS (ASIA) LIMITED	RO	Providing automated trading services	2011-03-04	2019-07-31
HSBC SECURITIES (ASIA) LIMITED	RO	Dealing in securities	2006-05-16	2018-08-31
HSBC SECURITIES BROKERS (ASIA) LIMITED	RO	Dealing in securities	2006-05-16	2019-07-31
HSBC SECURITIES (ASIA) LIMITED	Rep	Dealing in securities	2004-11-15	2005-11-14

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.