Personnel Hong Kong SFC License Details (ID 83242)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HSBC STRUCTURED FUNDS (ASIA) LIMITED	RO	Advising on securities	2012-01-20	2015-07-22
	Rep	Advising on securities	2011-12-15	2012-01-20
	Rep	Asset management	2011-12-15	2014-12-31
HSBC SECURITIES BROKERS (ASIA) LIMITED	RO	Dealing in securities	2010-04-19	2017-08-15
	Rep	Dealing in securities	2009-09-30	2010-04-19