| Micro Connect (H.K.) Investment Management Limited | Rep | Advising on securities | 2026-07-23 | - |
| Rep | Asset management | 2026-07-23 | - |
| Accumulus GBA Technology (Hongkong) Co., Limited | RO | Providing automated trading services | 2024-12-18 | 2025-12-22 |
| RO | Dealing in securities | 2024-12-18 | 2025-12-22 |
| Ebang Digital Asset Management Limited | RO | Advising on securities | 2022-09-13 | 2023-05-03 |
| RO | Asset management | 2022-09-13 | 2023-05-03 |
| Monmonkey Group Asset Management Limited | Rep | Advising on securities | 2021-06-02 | 2021-06-03 |
| Rep | Asset management | 2021-06-02 | 2021-06-03 |
| UCAP Securities (HK) Limited | RO | Advising on securities | 2020-08-05 | 2021-05-03 |
| RO | Asset management | 2020-08-05 | 2021-05-03 |
| RO | Dealing in securities | 2020-08-05 | 2021-05-03 |
| MAINLAND ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2019-09-03 | 2019-11-07 |
| RO | Asset management | 2019-09-03 | 2019-11-07 |
| MAINLAND SECURITIES LIMITED | RO | Dealing in securities | 2018-11-22 | 2019-11-07 |
| Rep | Dealing in securities | 2018-10-11 | 2018-11-22 |
| KINGDOM INVESTMENT MANAGERS LIMITED | RO | Advising on securities | 2018-02-15 | 2018-09-30 |
| RO | Asset management | 2018-02-15 | 2018-09-30 |
| SILVER NILE GLOBAL INVESTMENTS LIMITED | RO | Advising on securities | 2017-05-18 | 2017-12-20 |
| RO | Asset management | 2017-05-18 | 2017-12-20 |
| RO | Dealing in securities | 2017-05-18 | 2017-12-20 |
| CHINA ZHONG HENG FINANCE GROUP LIMITED | RO | Advising on securities | 2016-10-20 | 2016-12-31 |
| RO | Asset management | 2016-10-20 | 2016-12-31 |
| RO | Dealing in securities | 2016-10-20 | 2016-12-31 |
| M SECURITIES LIMITED (HK) | RO | Dealing in securities | 2015-09-16 | 2015-12-29 |
| HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | Providing automated trading services | 2011-03-22 | 2015-06-06 |
| RO | Dealing in securities | 2010-08-26 | 2015-06-06 |
| Rep | Dealing in securities | 2007-11-28 | 2010-08-26 |
| Newedge Broker Limited | Rep | Providing automated trading services | 2007-07-24 | 2007-11-06 |
| Rep | Dealing in futures contracts | 2007-07-17 | 2007-11-06 |
| Rep | Dealing in securities | 2007-07-17 | 2007-11-06 |
| SINOPAC FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2007-03-07 | 2007-07-02 |
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2006-05-25 | 2007-07-02 |
| TOKAI TOKYO SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2004-12-16 | 2006-03-13 |