Personnel SFC Licences and HKMA Registrations (ID 83258)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Asset management	2025-06-20	-
	Rep	Dealing in securities	2025-06-20	-
GOLDMAN SACHS (ASIA) SECURITIES LIMITED	Rep	Dealing in futures contracts	2025-06-20	-
HSBC SECURITIES BROKERS (ASIA) LIMITED	Rep	Dealing in securities	2010-11-15	2012-06-05

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.