Personnel Hong Kong SFC License Details (ID 83260)

Personnel Hong Kong SFC License Details (ID 83260)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED	Rep	Advising on futures contracts	2016-11-14	2017-06-02
	Rep	Advising on securities	2016-11-14	2017-06-02
	Rep	Asset management	2016-11-14	2017-06-02
HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED	Rep	Advising on futures contracts	2016-11-14	2017-06-02
	Rep	Advising on securities	2016-11-14	2017-06-02
	Rep	Asset management	2016-11-14	2017-06-02
HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED	Rep	Advising on securities	2016-11-14	2017-06-02
	Rep	Asset management	2016-11-14	2017-06-02
	Rep	Dealing in securities	2016-11-14	2017-06-02
DBS VICKERS (HONG KONG) LIMITED	Rep	Dealing in securities	2015-02-18	2016-08-06
CITY CREDIT CAPITAL (HK) LIMITED	Rep	Leveraged foreign exchange trading	2012-11-27	2012-12-29
HSBC SECURITIES BROKERS (ASIA) LIMITED	Rep	Providing automated trading services	2011-03-21	2012-06-05
	Rep	Dealing in securities	2011-02-15	2012-06-05
HSBC BROKING SECURITIES (ASIA) LIMITED	Rep	Dealing in securities	2005-06-06	2011-02-09
HSBC BROKING SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2005-06-06	2011-02-09