| SG SECURITIES (HK) LIMITED | Rep | Providing automated trading services | 2013-08-02 | 2014-02-28 |
| Rep | Dealing in futures contracts | 2013-08-02 | 2014-02-28 |
| Rep | Dealing in securities | 2013-08-02 | 2014-02-28 |
| HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | Dealing in securities | 2010-04-12 | 2012-03-28 |
| Nomura Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2008-12-15 | 2009-10-10 |
| NOMURA SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-12-15 | 2009-10-10 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-10-10 | 2009-10-10 |
| Rep | Dealing in securities | 2008-10-10 | 2009-10-10 |
| LEHMAN BROTHERS ASIA LIMITED | Rep | Dealing in futures contracts | 2008-07-02 | 2008-09-29 |
| Rep | Dealing in securities | 2008-07-02 | 2008-09-29 |
| BEAR STEARNS ASIA LIMITED | Rep | Dealing in futures contracts | 2006-09-29 | 2008-04-22 |
| Rep | Dealing in securities | 2006-09-29 | 2008-04-22 |
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2004-07-16 | 2005-08-30 |
| Rep | Dealing in securities | 2004-07-16 | 2005-08-30 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on corporate finance | - | 2004-06-19 |
| Rep | Advising on securities | - | 2004-06-19 |
| Rep | Asset management | - | 2004-06-19 |
| Rep | Dealing in securities | - | 2004-06-19 |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Advising on corporate finance | - | 2004-06-19 |
| Rep | Advising on securities | - | 2004-06-19 |
| Rep | Asset management | - | 2004-06-19 |
| Rep | Dealing in securities | - | 2004-06-19 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Advising on futures contracts | - | 2004-06-19 |
| Rep | Asset management | - | 2004-06-19 |
| Rep | Dealing in futures contracts | - | 2004-06-19 |