Personnel Hong Kong SFC License Details (ID 83267)

Personnel Hong Kong SFC License Details (ID 83267)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NewBX Limited	RO	Providing automated trading services	2026-05-18	-
	RO	Dealing in securities	2026-05-18	-
Planetree Securities Limited	RO	Providing automated trading services	2022-06-08	2023-04-28
Planetree Discount Lending Limited	RO	Securities margin financing	2021-05-11	2023-04-28
Planetree Asset Management Limited (HK)	RO	Asset management	2020-05-19	2023-04-28
Planetree Securities Limited	RO	Dealing in securities	2019-06-05	2023-04-28
BGC SECURITIES (HONG KONG) LLC	Rep	Dealing in securities	2018-11-19	2019-02-25
MIRABAUD (ASIA) LIMITED	RO	Advising on securities	2013-08-20	2018-03-31
	RO	Dealing in securities	2013-08-20	2018-03-31
	Rep	Advising on securities	2012-08-20	2013-08-20
	Rep	Dealing in securities	2012-08-20	2013-08-20
HSBC SECURITIES BROKERS (ASIA) LIMITED	Rep	Dealing in securities	2010-06-30	2012-06-05
LOUIS CAPITAL MARKETS (HONG KONG) LIMITED	Rep	Dealing in securities	2010-05-03	2010-06-21
SG SECURITIES (HK) LIMITED	Rep	Providing automated trading services	2005-07-25	2008-05-24
	Rep	Dealing in securities	2005-07-25	2008-05-24
MIB SECURITIES (HONG KONG) LIMITED	Rep	Advising on corporate finance	2003-04-01	2003-07-09
	Rep	Advising on securities	2003-04-01	2003-07-09
	Rep	Asset management	2003-04-01	2003-07-09
	Rep	Dealing in securities	2003-04-01	2005-07-13