Personnel SFC Licences and HKMA Registrations (ID 83268)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Jefferies Hong Kong Limited	Rep	Dealing in securities	2026-01-28	-
Citigroup Global Markets Asia Limited	Rep	Dealing in futures contracts	2017-07-24	2019-09-20
	Rep	Dealing in securities	2017-07-24	2019-09-20
DEUTSCHE SECURITIES ASIA LIMITED	Rep	Providing automated trading services	2017-03-30	2017-05-07
	Rep	Providing automated trading services	2012-06-26	2015-01-26
	Rep	Dealing in futures contracts	2012-06-26	2017-05-07
	Rep	Dealing in securities	2012-06-26	2017-05-07
HSBC SECURITIES BROKERS (ASIA) LIMITED	Rep	Dealing in securities	2010-06-08	2012-03-27
Citigroup Global Markets Asia Limited	Rep	Dealing in securities	2008-03-27	2010-03-19

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.