| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| State Street Securities Hong Kong Limited | RO | Dealing in securities | 2025-03-26 | - |
| Rep | Dealing in securities | 2025-01-22 | 2025-03-26 | |
| Morgan Stanley Asia Limited | Rep | Dealing in securities | 2021-08-06 | 2023-01-12 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Providing automated trading services | 2021-08-06 | 2023-01-12 |
| Rep | Dealing in futures contracts | 2021-08-06 | 2023-01-12 | |
| Rep | Dealing in securities | 2021-08-06 | 2023-01-12 | |
| HSBC BROKING FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2016-05-18 | 2021-04-14 |
| HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | Dealing in securities | 2010-12-15 | 2021-04-14 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2006-12-15 | 2009-02-16 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2006-12-15 | 2009-02-16 |
No HKMA registrations in the collected records.