| HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | Dealing in securities | 2010-06-02 | - |
| ICAP Equities Asia Limited | Rep | Dealing in securities | 2009-03-18 | 2010-04-13 |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in securities | 2004-05-14 | 2009-01-17 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2004-05-10 | 2009-01-17 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2004-05-10 | 2009-01-17 |
| Newedge Broker Limited | Rep | Advising on futures contracts | 2003-04-01 | 2003-10-09 |
| Rep | Asset management | 2003-04-01 | 2003-10-09 |
| Rep | Providing automated trading services | 2003-04-01 | 2004-05-07 |
| Rep | Dealing in futures contracts | 2003-04-01 | 2004-05-07 |
| Rep | Dealing in securities | 2003-04-01 | 2004-05-07 |