Personnel Hong Kong SFC License Details (ID 83289)

Personnel Hong Kong SFC License Details (ID 83289)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Mirae Asset Securities (HK) Limited	Rep	Dealing in securities	2026-05-18	-
MIZUHO SECURITIES ASIA LIMITED	Rep	Asset management	2019-03-01	2026-05-08
	Rep	Dealing in securities	2019-02-22	2026-05-08
HSBC SECURITIES BROKERS (ASIA) LIMITED	Rep	Dealing in securities	2005-03-24	2018-12-11
HSBC SECURITIES (ASIA) LIMITED	Rep	Advising on corporate finance	2003-04-01	2003-12-05
	Rep	Advising on securities	2003-04-01	2003-12-05
	Rep	Asset management	2003-04-01	2003-12-05
	Rep	Dealing in securities	2003-04-01	2005-11-14