Personnel Hong Kong SFC License Details (ID 83295)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
DEUTSCHE SECURITIES ASIA LIMITED	Rep	Dealing in securities	2013-12-23	2017-03-31
HSBC SECURITIES BROKERS (ASIA) LIMITED	Rep	Dealing in securities	2010-09-27	2013-09-19
BTIG Hong Kong Limited	Rep	Dealing in securities	2008-05-19	2010-09-13
ETRADE SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2006-07-06	2007-11-03