| ICBC INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2020-01-22 | 2020-09-11 |
| ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Advising on securities | 2019-12-10 | 2020-09-11 |
| Rep | Dealing in securities | 2019-02-19 | 2020-09-11 |
| MIZUHO SECURITIES ASIA LIMITED | Rep | Advising on securities | 2014-01-30 | 2018-08-29 |
| Rep | Dealing in securities | 2014-01-30 | 2018-08-29 |
| HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | Dealing in securities | 2011-08-23 | 2013-10-30 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2010-12-06 | 2011-03-23 |
| Morgan Stanley Asia Limited | Rep | Dealing in securities | 2010-05-27 | 2011-03-23 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Dealing in futures contracts | 2010-05-27 | 2010-12-06 |