Personnel Hong Kong SFC License Details (ID 833)

Personnel Hong Kong SFC License Details (ID 833)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
LUMINARY CAPITAL LIMITED	RO	Advising on corporate finance	2017-06-07	2021-08-31
CVC Asia Pacific Limited	RO	Advising on corporate finance	2014-06-20	2016-10-03
	Rep	Advising on securities	2014-06-20	2016-10-03
	Rep	Asset management	2014-06-20	2016-10-03
LUMINARY CAPITAL LIMITED	RO	Advising on corporate finance	2007-11-14	2014-06-20
Citigroup Global Markets Asia Limited	RO	Advising on securities	-	2005-01-28
	RO	Asset management	-	2005-01-28
	RO	Advising on corporate finance	-	2006-07-07