Personnel Hong Kong SFC License Details (ID 83319)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

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Current only

Organisation	Role	Activity	From	Until
UBS SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2021-10-04	-
UBS SECURITIES HONG KONG LIMITED	Rep	Dealing in futures contracts	2021-10-04	-
UBS SECURITIES ASIA LIMITED	Rep	Dealing in securities	2021-09-08	-
UBS SECURITIES HONG KONG LIMITED	Rep	Dealing in securities	2021-09-08	-
HSBC SECURITIES BROKERS (ASIA) LIMITED	Rep	Dealing in securities	2007-11-12	2021-06-19