| Yuanta Securities (Hong Kong) Company Limited | RO | Advising on futures contracts | 2025-01-17 | - |
| RO | Advising on securities | 2025-01-17 | - |
| RO | Dealing in futures contracts | 2025-01-17 | - |
| RO | Dealing in securities | 2025-01-17 | - |
| Rep | Asset management | 2024-10-07 | - |
| Rep | Dealing in futures contracts | 2024-08-02 | 2025-01-17 |
| Rep | Dealing in securities | 2024-08-02 | 2025-01-17 |
| MIB FUTURES (HONG KONG) LIMITED | RO | Advising on futures contracts | 2018-11-20 | 2023-12-31 |
| RO | Dealing in futures contracts | 2018-11-20 | 2023-12-31 |
| MIB SECURITIES (HONG KONG) LIMITED | RO | Dealing in securities | 2018-11-20 | 2023-12-31 |
| MIB FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2018-08-13 | 2018-11-20 |
| MIB SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2018-08-13 | 2018-11-20 |
| MIB FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2015-08-06 | 2018-02-01 |
| MIB SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2015-08-06 | 2018-02-01 |
| HSBC STRUCTURED FUNDS (ASIA) LIMITED | RO | Advising on securities | 2008-08-08 | 2014-09-01 |
| RO | Asset management | 2008-08-08 | 2014-09-01 |
| Rep | Asset management | 2006-09-07 | 2007-07-01 |
| Rep | Advising on securities | 2006-09-07 | 2008-08-08 |