Personnel Hong Kong SFC License Details (ID 83336)

Personnel Hong Kong SFC License Details (ID 83336)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Amundi Hong Kong Limited	RO	Advising on securities	2019-09-06	-
	RO	Asset management	2019-09-06	-
	RO	Dealing in securities	2019-09-06	-
	Rep	Advising on securities	2011-12-13	2019-09-06
	Rep	Asset management	2011-12-13	2019-09-06
	Rep	Dealing in securities	2011-12-13	2019-09-06
Asset Management One Hong Kong Limited	Rep	Advising on securities	2011-11-22	2011-12-01
	Rep	Asset management	2011-11-22	2011-12-01
HSZ (HONG KONG) LIMITED	Rep	Advising on securities	2010-11-22	2011-11-13
	Rep	Asset management	2010-11-22	2011-11-13