Personnel Hong Kong SFC License Details (ID 8334)

Personnel Hong Kong SFC License Details (ID 8334)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Grand Moore Capital Limited	RO	Advising on corporate finance	2019-09-18	2021-11-01
	Rep	Advising on corporate finance	2019-08-19	2019-09-18
	Rep	Dealing in securities	2019-08-19	2021-11-01
Chanceton Capital Partners Limited	RO	Advising on corporate finance	2011-05-17	2018-11-30
VC CAPITAL LIMITED	RO	Advising on corporate finance	2010-10-13	2011-03-22
	Rep	Advising on corporate finance	2010-08-23	2010-10-13
North Asia Strategic Advisors	RO	Advising on corporate finance	2007-04-04	2010-02-25
Chanceton Capital Partners Limited	Rep	Advising on corporate finance	2006-04-01	2006-06-01
Optima Capital Limited	RO	Advising on corporate finance	2005-06-23	2005-11-15
	Rep	Advising on corporate finance	2005-04-25	2005-06-23
Chanceton Capital Partners Limited	Rep	Advising on corporate finance	2004-12-09	2005-04-19
NUADA CAPITAL LIMITED	RO	Advising on corporate finance	-	2004-06-16