| SUPREME CHINA SECURITIES LIMITED | RO | Dealing in securities | 2022-03-14 | - |
| Rep | Dealing in securities | 2022-03-04 | 2022-03-14 |
| SANFULL SECURITIES LIMITED | Rep | Dealing in securities | 2021-08-04 | 2022-02-11 |
| EXCEL PRECISE SECURITIES LIMITED | RO | Dealing in securities | 2017-10-16 | 2021-07-23 |
| China Prospect Securities Limited | RO | Dealing in securities | 2016-01-22 | 2017-01-27 |
| HUA NAN SECURITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2008-10-08 | 2012-04-12 |
| Rep | Dealing in securities | 2007-08-09 | 2015-12-01 |
| CINDA INTERNATIONAL SECURITIES LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2004-01-07 |
| Rep | Advising on securities | 2003-04-01 | 2004-01-07 |
| Rep | Asset management | 2003-04-01 | 2004-01-07 |
| Rep | Providing automated trading services | 2003-04-01 | 2004-01-07 |
| Rep | Dealing in securities | 2003-04-01 | 2007-07-27 |