Personnel Hong Kong SFC License Details (ID 83347)

Personnel Hong Kong SFC License Details (ID 83347)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CMB International Securities Limited	Rep	Advising on securities	2021-11-17	-
CMB INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2021-09-20	-
CMB International Securities Limited	Rep	Dealing in securities	2021-09-20	-
Guosen Securities (HK) Brokerage Company, Limited	Rep	Advising on futures contracts	2019-06-25	2021-08-31
	Rep	Dealing in futures contracts	2015-09-22	2021-08-31
	Rep	Dealing in securities	2015-09-22	2021-08-31
XinKong International Securities Limited	Rep	Dealing in futures contracts	2012-02-14	2012-04-24
	Rep	Dealing in securities	2012-02-14	2012-04-24
HUA NAN SECURITIES (HK) LIMITED	Rep	Dealing in futures contracts	2011-04-11	2011-11-17
	Rep	Dealing in securities	2011-04-11	2011-11-17