Personnel Hong Kong SFC License Details (ID 83365)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED	Rep	Advising on securities	2022-08-12	-
	RO	Advising on securities	2014-08-27	2022-08-12
	Rep	Asset management	2014-04-04	2014-07-29
	Rep	Advising on securities	2011-02-11	2014-08-27
Mason Securities Limited	Rep	Advising on securities	2007-11-23	2010-09-18