Personnel Hong Kong SFC License Details (ID 83378)

Personnel Hong Kong SFC License Details (ID 83378)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GUOYUAN FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2016-07-19	-
GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED	Rep	Dealing in securities	2016-07-19	-
Fosun International Securities Limited	Rep	Asset management	2015-08-21	2016-06-17
	Rep	Dealing in securities	2015-07-28	2016-06-17
HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2009-11-20	2015-07-03
	Rep	Dealing in securities	2009-11-20	2015-07-03
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2008-08-26	2009-11-10
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2008-04-01	2009-11-10