| Funderstone Asset Management (HK) Limited | Rep | Asset management | 2025-09-30 | - |
| Funderstone Futures Limited | Rep | Asset management | 2025-09-30 | - |
| Funderstone Securities Limited | Rep | Asset management | 2025-09-30 | - |
| Funderstone Futures Limited | RO | Advising on futures contracts | 2025-01-09 | - |
| RO | Dealing in futures contracts | 2025-01-09 | - |
| Funderstone Securities Limited | RO | Advising on securities | 2025-01-09 | - |
| RO | Dealing in securities | 2025-01-09 | - |
| Funderstone Futures Limited | Rep | Advising on futures contracts | 2024-12-19 | 2025-01-09 |
| Rep | Dealing in futures contracts | 2024-12-19 | 2025-01-09 |
| Funderstone Securities Limited | Rep | Advising on securities | 2024-12-19 | 2025-01-09 |
| Rep | Dealing in securities | 2024-12-19 | 2025-01-09 |
| Leading Securities Company Limited | Rep | Dealing in securities | 2023-09-06 | 2024-11-16 |
| DONGXING SECURITIES (HONG KONG) COMPANY LIMITED | Rep | Dealing in securities | 2016-02-18 | 2023-04-14 |
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2009-07-15 | 2016-02-05 |
| Rep | Dealing in securities | 2009-07-15 | 2016-02-05 |
| WING FUNG FINTECH LIMITED | Rep | Leveraged foreign exchange trading | 2009-02-04 | 2009-06-26 |
| WING FUNG FUTURES LIMITED | Rep | Dealing in futures contracts | 2008-08-14 | 2009-06-26 |
| WING FUNG SECURITIES LIMITED | Rep | Dealing in securities | 2008-08-14 | 2009-06-26 |
| PRUDENTIAL BROKERAGE LIMITED | Rep | Dealing in securities | 2008-05-16 | 2008-07-24 |
| PRUDENTIAL INDEX TRADING COMPANY LIMITED | Rep | Dealing in futures contracts | 2008-04-14 | 2008-07-24 |
| CHINA INTERNATIONAL FUTURES (HONG KONG) COMPANY LIMITED | Rep | Dealing in futures contracts | 2007-12-27 | 2008-01-16 |