Personnel Hong Kong SFC License Details (ID 83400)

Personnel Hong Kong SFC License Details (ID 83400)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
One Elysium Asset Management Limited	RO	Advising on securities	2025-07-28	-
	RO	Asset management	2025-07-28	-
RIME Capital Limited	RO	Dealing in securities	2020-03-30	2020-09-30
SR Wealth Securities Limited	RO	Dealing in securities	2016-08-25	2019-01-02
ARISTO SECURITIES LIMITED	RO	Dealing in securities	2015-07-03	2016-06-01
CHINA FINANCE HOLDINGS LIMITED	RO	Dealing in securities	2014-07-17	2014-10-31
Finet Securities Limited	RO	Dealing in futures contracts	2014-07-17	2014-10-31
	RO	Dealing in securities	2014-07-17	2014-10-31
THOMAS GLOBAL FINANCIAL SERVICES LIMITED	RO	Dealing in securities	2012-03-19	2014-06-30
Well Link Securities Limited	RO	Dealing in securities	2012-01-11	2012-03-02
	RO	Dealing in futures contracts	2011-07-06	2012-03-02
	Rep	Dealing in futures contracts	2011-04-13	2011-07-06
	Rep	Dealing in securities	2011-04-13	2012-01-11
RHB FUTURES HONG KONG LIMITED	Rep	Dealing in futures contracts	2008-03-18	2011-03-25
RHB SECURITIES HONG KONG LIMITED	Rep	Dealing in securities	2008-03-18	2011-03-25
Ark Securities (Hong Kong) Limited	Rep	Dealing in securities	2007-06-18	2008-03-01
PROVIDENT FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2007-06-18	2008-03-01
EWARTON SECURITIES LIMITED	Rep	Dealing in securities	2004-09-10	2006-09-28