| GRAND FU INTERNATIONAL SECURITIES LIMITED | RO | Dealing in securities | 2025-09-10 | 2026-06-30 |
| Rep | Dealing in securities | 2025-08-04 | 2025-09-10 |
| United Securities Limited (HK) | RO | Advising on securities | 2018-06-22 | 2025-06-12 |
| RO | Asset management | 2018-06-22 | 2025-06-12 |
| RO | Dealing in securities | 2018-06-22 | 2025-06-12 |
| Zhong Yang Capital Limited | RO | Advising on futures contracts | 2018-02-05 | 2018-06-01 |
| RO | Advising on securities | 2018-02-05 | 2018-06-01 |
| RO | Asset management | 2018-02-05 | 2018-06-01 |
| Zhong Yang Securities Limited | RO | Dealing in futures contracts | 2016-10-18 | 2018-06-01 |
| RO | Dealing in securities | 2016-05-10 | 2018-06-01 |
| Rep | Dealing in securities | 2016-05-09 | 2016-05-10 |
| RHB SECURITIES HONG KONG LIMITED | Rep | Advising on securities | 2014-12-02 | 2016-04-29 |
| RHB FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2014-04-01 | 2016-04-29 |
| RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2014-04-01 | 2016-04-29 |
| Well Link Securities Limited | RO | Dealing in futures contracts | 2012-03-02 | 2014-03-11 |
| RO | Dealing in securities | 2012-03-02 | 2014-03-11 |
| Rep | Dealing in futures contracts | 2009-10-23 | 2012-03-02 |
| Rep | Dealing in securities | 2007-07-11 | 2012-03-02 |
| SOUTH CHINA COMMODITIES LIMITED | Rep | Advising on futures contracts | - | 2004-01-15 |
| Rep | Asset management | - | 2004-01-15 |
| Rep | Dealing in futures contracts | - | 2007-07-01 |
| SOUTH CHINA SECURITIES LIMITED | Rep | Advising on corporate finance | - | 2004-01-15 |
| Rep | Advising on securities | - | 2004-01-15 |
| Rep | Asset management | - | 2004-01-15 |
| Rep | Providing automated trading services | - | 2004-01-15 |
| Rep | Dealing in securities | - | 2007-07-01 |