Personnel Hong Kong SFC License Details (ID 83405)

Personnel Hong Kong SFC License Details (ID 83405)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PRUDENTIAL BROKERAGE LIMITED	Rep	Dealing in securities	2020-03-10	-
RHB SECURITIES HONG KONG LIMITED	Rep	Dealing in securities	2015-02-12	2020-03-02
Well Link Securities Limited	Rep	Dealing in securities	2007-01-08	2015-02-05
ABCI Securities Company Limited	Rep	Advising on securities	2003-04-01	2003-10-29
	Rep	Asset management	2003-04-01	2003-10-29
	Rep	Providing automated trading services	2003-04-01	2003-10-29
	Rep	Advising on corporate finance	2003-04-01	2005-03-16
	Rep	Dealing in securities	2003-04-01	2007-01-04