| Yuanta Securities (Hong Kong) Company Limited | Rep | Dealing in futures contracts | 2013-04-30 | 2013-10-18 |
| Rep | Dealing in securities | 2013-04-30 | 2013-10-18 |
| ENLIGHTEN FUTURES LIMITED | Rep | Dealing in futures contracts | 2013-01-25 | 2013-03-28 |
| ENLIGHTEN SECURITIES LIMITED | Rep | Dealing in securities | 2013-01-25 | 2013-03-28 |
| Well Link Securities Limited | Rep | Dealing in futures contracts | 2010-06-07 | 2012-04-16 |
| Rep | Dealing in securities | 2010-06-07 | 2012-04-16 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2010-04-15 | 2010-05-28 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2010-04-15 | 2010-05-28 |
| HAI TONG SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in futures contracts | 2009-08-12 | 2010-05-28 |
| Rep | Dealing in securities | 2009-06-02 | 2010-05-28 |
| Rifa Securities Limited | Rep | Dealing in securities | 2008-04-07 | 2009-06-01 |
| Beevest Securities Limited | Rep | Dealing in futures contracts | 2007-01-30 | 2008-03-31 |
| Rep | Dealing in securities | 2007-01-30 | 2008-03-31 |
| KGI ASIA LIMITED | Rep | Advising on corporate finance | - | 2004-06-01 |
| Rep | Advising on securities | - | 2004-06-01 |
| Rep | Asset management | - | 2004-06-01 |
| Rep | Dealing in securities | - | 2007-01-01 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | - | 2004-06-01 |
| Rep | Asset management | - | 2004-06-01 |
| Rep | Dealing in futures contracts | - | 2007-01-01 |