Personnel Hong Kong SFC License Details (ID 83411)

Personnel Hong Kong SFC License Details (ID 83411)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GRAND FU INTERNATIONAL SECURITIES LIMITED	RO	Dealing in securities	2025-12-05	-
	Rep	Dealing in securities	2025-11-11	2025-12-05
United Securities Limited (HK)	RO	Asset management	2022-12-22	2025-06-12
	Rep	Asset management	2021-11-15	2022-12-22
	RO	Advising on securities	2019-07-03	2025-06-12
	RO	Dealing in securities	2019-07-03	2025-06-12
	Rep	Advising on securities	2019-06-19	2019-07-03
	Rep	Dealing in securities	2019-06-19	2019-07-03
Ayers Alliance Securities (HK) Limited	RO	Advising on securities	2014-12-16	2019-06-07
	RO	Dealing in securities	2014-12-16	2019-06-07
	Rep	Advising on securities	2014-12-15	2014-12-16
	Rep	Dealing in securities	2014-12-15	2014-12-16
Well Link Securities Limited	RO	Dealing in securities	2012-07-25	2014-12-10
	Rep	Dealing in securities	2006-01-17	2012-07-25
ROOFER SECURITIES LIMITED	Rep	Dealing in securities	2005-06-16	2005-10-23