Personnel Hong Kong SFC License Details (ID 83412)

Personnel Hong Kong SFC License Details (ID 83412)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FULBRIGHT SECURITIES LIMITED	Rep	Dealing in securities	2012-02-07	-
Well Link Securities Limited	Rep	Dealing in securities	2009-10-06	2012-01-31
HSBC BROKING SECURITIES (ASIA) LIMITED	Rep	Providing automated trading services	2003-04-01	2003-09-02
	Rep	Advising on corporate finance	2003-04-01	2004-09-10
	Rep	Advising on securities	2003-04-01	2004-09-10
	Rep	Asset management	2003-04-01	2004-09-10
	Rep	Dealing in securities	2003-04-01	2009-05-29
HSBC BROKING SECURITIES (HONG KONG) LIMITED	Rep	Advising on corporate finance	2003-04-01	2004-09-10
	Rep	Advising on securities	2003-04-01	2004-09-10
	Rep	Asset management	2003-04-01	2004-09-10
	Rep	Dealing in securities	2003-04-01	2009-05-29