Personnel Hong Kong SFC License Details (ID 83415)

Personnel Hong Kong SFC License Details (ID 83415)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HUNG SING ASSET MANAGEMENT LIMITED	RO	Advising on securities	2020-10-30	-
	RO	Asset management	2020-10-30	-
HUNG SING SECURITIES LIMITED	RO	Advising on securities	2017-09-28	-
	RO	Asset management	2004-02-06	-
HUNG SING FUTURES LIMITED	RO	Advising on futures contracts	2003-04-01	2003-10-24
	RO	Asset management	2003-04-01	2003-10-24
	RO	Dealing in futures contracts	2003-04-01	2020-06-29
HUNG SING SECURITIES LIMITED	RO	Dealing in securities	2003-04-01	-
	RO	Advising on corporate finance	2003-04-01	2003-10-24
	RO	Advising on securities	2003-04-01	2003-10-24
	RO	Asset management	2003-04-01	2003-10-24